Very recent experiments indicate that in free-standing metallic films of constant grain size the initial yield stress increases as the film becomes thinner, it peaks for a thickness on the order of 100nm, and then starts to decrease. This reversing size effect poses two challenges: (1) It cannot be explained using currently available models and (2) it appears to contradict the classical experimental results due to J. W. Beams [1959, “Mechanical Properties of Thin Films of Gold and Silver,” in Structure and Properties of Thin Films, Wiley, New York, pp. 183–198]. Here we show that the reversing size effect can be explained and the contradiction dispelled by taking into account how the initial yielding is affected by the surface stress. We also predict that the mode of failure of a film changes from ductile to brittle for a thickness on the order of 100nm, in accord with experiments.

1.
Bažant
,
Z. P.
, and
Chen
,
E. P.
, 1997, “
Scaling of Structural Failure
,”
Appl. Mech. Rev.
0003-6900,
10
, pp.
593
527
.
2.
Brenner
,
S. S.
, 1956, “
Tensile Strength of Whiskers
,”
J. Appl. Phys.
0021-8979,
27
, pp.
1484
1491
.
3.
Fleck
,
N. A.
,
Muller
,
G. M.
,
Ashby
,
M. F.
, and
Hutchinson
,
J. W.
, 1994, “
Strain Gradient Plasticity: Theory and Experiment
,”
Acta Metall. Mater.
0956-7151,
42
, pp.
475
487
.
4.
Fleck
,
N. A.
, and
Hutchinson
,
J. W.
, 1997, “
Strain Gradient Plasticity
,”
Adv. Appl. Mech.
0065-2156,
33
, pp.
295
261
.
5.
Lejeck
,
P.
, and
Sima
,
V.
, 1983, “
Orientational Relationships in the Secondary Recrystallization of Pure Nickel
,”
Mater. Sci. Eng.
0025-5416,
60
, pp.
121
124
.
6.
Grant
,
E. M.
,
Hansen
,
N.
,
Jensen
,
D. J.
,
Ralph
,
B.
, and
Stobbs
,
W. M.
, 1988, “
Texture Development During Grain Growth in Thin Films
,”
Proceedings of the Eighth International Conference on Texture of Materials
,
J. S.
Kallend
and
G.
Gottstein
, eds.,
Springer-Verlag
, New York.
7.
Griffin
,
A. J.
,
Brotzen
,
F. R.
, and
Dunn
,
C. F.
, 1987, “
Mechanical-Properties and Microstructures of Al-1-Percent-Si Thin-Film Metallizations
,”
Thin Solid Films
0040-6090,
150
, pp.
237
244
.
8.
Venkatraman
,
R.
, and
Bravman
,
J. C.
, 1992, “
Separation of Film Thickness and Grain Boundary Strengthening Effects in Al Thin Films on Si
,”
J. Mater. Res.
0884-2914,
7
, pp.
2040
2048
.
9.
Thompson
,
C. V.
, 1993, “
The Yield Stress of Polycrytalline Thin Films
,”
J. Mater. Res.
0884-2914,
8
, pp.
237
238
.
10.
Schiotz
,
J.
, and
Jacobsen
,
K. W.
, 2003, “
A Maximum in the Strength of Nanocrystalline Copper
,”
Science
0036-8075,
301
, pp.
1357
1359
.
11.
Espinosa
,
H. D.
,
Prorok
,
B. C.
, and
Peng
,
B.
, 2004, “
Plasticity Size Effects in Free-Standing Submicron Polycrystalline FCC Films Subjected to Pure Tension
,”
J. Mech. Phys. Solids
0022-5096,
52
, pp.
667
689
.
12.
Saif
,
T.
, 2004, “
Scaling the Depths
,”
Mech. Eng. (Am. Soc. Mech. Eng.)
0025-6501,
126
, pp.
8
11
.
See also
Haque
,
A.
, 2002, “
Length-Scale Effects on Nano-Scale Materials Behavior
,” Ph.D. thesis, Department of Mechanical Engineering, University of Illinois at Urbana-Champaign.
13.
Wan
,
J.
,
Fan
,
Y. L.
,
Gong
,
D. W.
,
Shen
,
S. G.
, and
Fan
,
X. Q.
, 1999, “
Surface Relaxation and Stress of FCC Metals: Cu, Ag, Au, Ni, Pd, Pt, Al and Pb
,”
Modell. Simul. Mater. Sci. Eng.
0965-0393,
7
, pp.
189
206
.
14.
Hancock
,
J. W.
, and
Mackenzie
,
A. C.
, 1976, “
On the Mechanisms of Ductile Failure in High-Strength Steels Subjected to Multi-Axial Stress States
,”
J. Mech. Phys. Solids
0022-5096,
24
, pp.
147
169
.
15.
Beams
,
J. W.
, 1959, “
Mechanical Properties of Thin Films of Gold and Silver
,” in
Structure and Properties of Thin Films
,
C. A.
Neugebauer
,
C. A.
Newkirk
, and
D. A.
Vermilyea
, eds.,
Willey
, New York, pp.
183
198
.
16.
Menter
,
J. W.
, and
Pashley
,
D. W.
, 1959, “
The Microstructure and Mechanical Properties of Thin Films
,” in
Structure and Properties of Thin Films
,
C. A.
Neugebauer
,
C. A.
Newkirk
, and
D. A.
Vermilyea
, eds.,
Willey
, New York, pp.
111
150
.
17.
Carlsson
,
A. E.
, and
Thomson
,
R.
, 1988, “
Fracture Toughness of Materials: From Atomistics to Continuum Theory
,”
Solid State Phys.
0081-1947,
51
, pp.
233
280
.
18.
Knap
,
J.
, and
Ortiz
,
M.
, 2003, “
Effect of Indenter-Radius Size on Au(001) Nanoindentation
,”
Phys. Rev. Lett.
0031-9007,
90
, pp.
226102
.
19.
Herring
,
C.
, 1953, in
Structure and Properties of Solid Surfaces
,
R.
Gomer
, and
C. S.
Smith
, edds.,
The University of Chicago Press
, Chicago, IL.
20.
Cammarata
,
R. C.
, 1994, “
Surface and Interface Stress Effects in Thin-Films
,”
Prog. Surf. Sci.
0079-6816,
46
, pp.
1
38
.
21.
Nix
,
W. D.
, and
Gao
,
H.
, 1998, “
An Atomistic Interpretation of Interface Stress
,”
Scr. Mater.
1359-6462,
39
, pp.
1653
1661
.
22.
Calladine
,
C. R.
,
Plasticity
,
Horwood Publishing Ltd.
, Chichester, UK, 2000, p.
48
.
23.
Schiotz
,
J.
,
Vegge
,
T.
, Di
Tolla
,
F. D.
, and
Jacobsen
,
K. W.
, 1999, “
Atomic-Scale Simulations of the Mechanical Deformation on Nanocrystalline Metals
,”
Phys. Rev. B
0163-1829,
60
, pp.
11971
11983
.
24.
Gall
,
K.
,
Diao
,
J.
, and
Dunn
,
M. L.
, 2004, “
The Strength of Gold Nanowires
,”
Nano Lett.
1530-6984,
4
, pp.
2431
2436
.
25.
Sharp
,
K. V.
, and
Adrian
,
R. J.
, 2004, “
Transition From Laminar to Turbulent Flow in Liquid Filled Microtubes
,”
Exp. Fluids
0723-4864,
36
, pp.
741
747
.
You do not currently have access to this content.